注冊以創建關於儀器的通知
你所追隨的作者的經濟活動和內容
免費註冊 已有帳戶? 登入
該子基金的整體投資目標是為投資者帶來收入與資本保值相符的回報。該子基金主要透過投資於美元結算的優先證券及債務證券組合,以達致整體投資目標。在此投資組合內,該子基金可進行投資,特別是可投資於可轉換債券,並可將其不超過50%的資產淨值投資於或有可轉換證券(「或有可轉換證券」)、主順位非優先受償債券、銀行二級債券、一級資本債券等帶有虧損吸收功能的債務工具。該子基金亦可持有輔助流動資產如銀行存款,但所持有的輔助流動資產及非優先或債務證券或金融工具的總金額,不可超過該子基金資產淨值的三分之一。該子基金對在新興市場內的市場/交易所買賣的證券所投資的金額,將不會超過其資產淨值百分之二十。該子基金對在投資時低於投資等級的證券所投資的金額,將不會超過其資產淨值百分之二十。
名稱 | 主旨 | 成立於 | 直至 |
---|---|---|---|
Mark Lieb | CEO | 2003 | now |
自傳 | MARK A. LIEB - Founder, President and Chief Executive Officer. Prior to founding Spectrum in 1987, Mr. Lieb was a Founder, Director and Partner of DBL Preferred Management, Inc., a wholly owned corporate cash management subsidiary of Drexel Burnham Lambert, Inc. Mr. Lieb was instrumental in the formation and development of all aspects of DBL Preferred Management, Inc., including the daily management of preferred stock portfolios for institutional clients, hedging strategies, and marketing strategies. Mr. Lieb's prior employment included the development of the preferred stock trading desk at Mosley Hallgarten & Estabrook. Mr. Lieb holds a BA in Economics from Central Connecticut State College and an MBA (Finance) from the University of Hartford. | ||
L. Phillip Jocoby | Senior Vice President | 2003 | now |
自傳 | Mr. Jacoby joined Spectrum in 1995 as a Portfolio Manager and most recently held the position of Managing Director and Senior Portfolio Manager until his appointment as CIO on January 1, 2010, following the planned retirement of his predecessor. Prior to joining Spectrum, Mr. Jacoby was a Senior Investment Officer at USL Capital Corporation (a subsidiary of Ford Motor Corporation) and co-manager of the preferred stock portfolio of its US Corporate Financing Division for six years. Mr. Jacoby began his career in 1981 with The Northern Trust Company, Chicago and then moved to Los Angeles to join E.F. Hutton & Co. as a Vice President and Institutional Salesman, Generalist Fixed Income Sales through most of the 1980s. Mr. Jacoby holds a BSBA (Finance) from the Boston University School of Management. | ||
Bernard M. Sussman | CIO (Chief Investment Officer) | 2003 | 2005 |
自傳 | Sussman is chief investment officer of Spectrum and chair of its Investment Committee. Prior to joining Spectrum in 1995, he was a general partner and head of the Preferred Stock area of Goldman Sachs & Co. Sussman was responsible for sales, trading and underwriting for all preferred products and was instrumental in the development of the hybrid (MIPS) market. |
你確定要封鎖 %USER_NAME%?
此舉將會令你與 %USER_NAME% 之間無法看見對方的Investing.com貼文。
%USER_NAME% 已成功加入你的封鎖清單
你剛解除此人的封鎖,必須等候 48 小時後才可再次封鎖。
我覺得這個評論是:
謝謝!
您的報告已被發送到我們的版主審核